Chan, Kin Ho (SFC:ALQ830) 陳健豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-07-17 | 2014-08-27 | RO | Leveraged foreign exchange trading | 2014-08-27 | 2018-05-31 | Rep | Dealing in futures contracts | 2016-12-12 | 2018-05-31 | Rep | Dealing in securities | 2016-12-12 | 2018-05-31 | Rep | Advising on securities | 2017-09-28 | 2018-05-31 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-12 | 2011-12-31 | Rep | Asset management | 2011-01-12 | 2011-12-31 | Rep | Dealing in securities | 2011-01-12 | 2011-12-31 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-03-10 | 2005-07-22 |
| 4 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2007-09-24 | 2009-02-16 |
| 5 | Eddid Securities and Futures Limited | Rep | Advising on securities | 2018-06-05 | 2020-03-11 | Rep | Dealing in futures contracts | 2018-06-05 | 2020-03-11 | Rep | Dealing in securities | 2018-06-05 | 2020-03-11 | Rep | Advising on futures contracts | 2018-08-01 | 2020-03-11 | RO | Leveraged foreign exchange trading | 2018-11-26 | 2021-04-30 | Rep | Advising on futures contracts | 2020-11-20 | 2021-04-30 | Rep | Advising on securities | 2020-11-20 | 2021-04-30 | Rep | Dealing in futures contracts | 2020-11-20 | 2021-04-30 | Rep | Dealing in securities | 2020-11-20 | 2021-04-30 |
| 6 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2012-07-03 | 2014-04-01 |
| 7 | PingPong Intelligence Limited | RO | Leveraged foreign exchange trading | 2021-05-04 | RO | Advising on securities | 2024-12-11 | RO | Asset management | 2024-12-11 | RO | Dealing in securities | 2024-12-11 |
| 8 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2005-08-10 | 2007-08-31 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2009-04-21 | 2011-01-07 | Rep | Dealing in futures contracts | 2009-05-22 | 2011-01-07 | Rep | Dealing in securities | 2009-05-22 | 2011-01-07 |
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