Long, Tien Ian 龍田淵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2012-03-26 | 2014-06-14 | RO | Advising on corporate finance | 2021-09-01 | 2024-02-21 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-07-14 | 2020-11-11 | Rep | Advising on securities | 2020-07-14 | 2020-11-11 | Rep | Dealing in securities | 2020-07-14 | 2020-11-11 | RO | Advising on corporate finance | 2020-11-11 | 2021-08-20 | RO | Advising on securities | 2020-11-11 | 2021-08-20 | RO | Dealing in securities | 2020-11-11 | 2021-08-20 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-14 | 2020-11-11 | RO | Dealing in securities | 2020-11-11 | 2021-08-20 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2004-06-02 | Rep | Advising on securities | 2004-06-02 | Rep | Asset management | 2004-06-02 |
| 5 | Kiu Hung Capital Company Limited | RO | Advising on corporate finance | 2015-10-23 | 2016-04-23 | RO | Dealing in securities | 2015-10-23 | 2016-04-23 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-05-11 | 2016-08-16 | Rep | Dealing in securities | 2016-05-11 | 2016-08-16 | Rep | Advising on securities | 2016-05-11 | 2017-12-29 | RO | Advising on corporate finance | 2016-08-16 | 2019-01-22 | RO | Dealing in securities | 2016-08-16 | 2019-01-22 | RO | Advising on securities | 2017-12-29 | 2019-01-22 |
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