Hon, Hau Ngai 韓巧藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-07-13 | 2018-11-30 | Rep | Dealing in securities | 2015-07-13 | 2018-11-30 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-07-13 | 2018-11-30 | Rep | Dealing in securities | 2015-07-13 | 2018-11-30 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2018-12-21 | 2019-06-17 | Rep | Advising on securities | 2018-12-21 | 2019-06-17 | Rep | Dealing in securities | 2018-12-21 | 2019-06-17 | RO | Advising on corporate finance | 2019-06-17 | RO | Dealing in securities | 2019-06-17 | RO | Advising on securities | 2019-06-17 | 2024-02-23 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2015-06-09 | Rep | Advising on securities | 2013-11-01 | 2015-06-09 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2015-06-09 | Rep | Advising on securities | 2015-01-13 | 2015-06-09 |
| 6 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2006-06-21 | 2013-10-31 | Rep | Dealing in securities | 2006-06-21 | 2013-10-31 | Rep | Advising on securities | 2007-09-27 | 2013-10-31 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-12-21 | Rep | Dealing in securities | 2018-12-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy