Mak, Chi Kin (SFC:AFZ772) 麥志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2006-10-05 | 2010-08-20 | Rep | Advising on corporate finance | 2006-10-05 | 2010-10-05 | RO | Advising on corporate finance | 2010-10-05 | 2018-02-01 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-03-20 | 2018-06-14 | RO | Advising on corporate finance | 2018-06-14 | 2024-06-06 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-02-21 | 2024-06-06 | Rep | Dealing in securities | 2024-02-21 | 2024-06-06 |
| 4 | Luk Fook Capital (HK) Limited | Rep | Advising on corporate finance | 2024-10-29 | 2024-11-18 | Rep | Dealing in securities | 2024-10-29 | 2025-03-25 | RO | Advising on corporate finance | 2024-11-18 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2024-10-29 | Rep | Dealing in securities | 2025-03-25 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-25 | |
| 7 | Shang International Finance Limited | Rep | Advising on corporate finance | 2004-02-16 | 2006-03-15 | Rep | Advising on securities | 2004-02-16 | 2006-03-15 | Rep | Dealing in securities | 2004-02-16 | 2006-03-15 |
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