Desai, Mohan Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-05-29 | 2009-10-14 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-11-09 | 2011-01-01 | Rep | Dealing in securities | 2009-11-09 | 2011-01-01 |
| 3 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-05-28 | 2016-05-10 | Rep | Advising on securities | 2014-05-28 | 2016-05-10 | Rep | Dealing in securities | 2014-05-28 | 2016-05-10 |
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