Pang, Judy Oi Wah 彭愛華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-08-18 | 2004-09-20 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2021-02-28 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-05-09 | 2021-02-28 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2016-06-30 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-11-08 | 2010-09-10 | Rep | Advising on securities | 2008-03-25 | 2010-09-10 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-21 | 2010-09-10 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-08-31 | 2014-04-16 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-08-31 | 2014-04-16 |
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