Lau, Tat Shing 劉達誠
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHIEF SECURITIES LIMITED | RepRepresentative | 2006-03-30 | 2007-05-12 | |
2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | RepRepresentative | 2014-11-19 | 2017-04-28 | |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | RepRepresentative | 2014-07-03 | 2014-10-02 | |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | RepRepresentative | 2014-07-03 | 2014-10-02 | |
5 | MCI ADVISORY LIMITED (HK) | Resp OffResponsible Officer | 2017-05-05 | 2021-12-01 | |
6 | OLP Capital Management Limited | Resp OffResponsible Officer | 2021-12-23 | ||
7 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | RepRepresentative | 2012-03-28 | 2014-05-03 | |
8 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RepRepresentative | 2007-06-15 | 2011-05-21 | |
9 | SINOPAC FUTURES (ASIA) LIMITED | RepRepresentative | 2011-05-31 | 2012-03-17 | |
10 | SINOPAC SECURITIES (ASIA) LIMITED | RepRepresentative | 2011-05-31 | 2012-03-17 |
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