Wong, Nim Poon 黃念本

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SFC roles

Organisation Position From Until
1 CITIC Securities Brokerage (HK) Limited Resp OffResponsible Officer 2003-08-01
2 CITIC Securities Futures (HK) Limited RepRepresentative 2003-06-06 2003-08-01
3 DELTA ASIA FINANCIAL FUTURES LIMITED RepRepresentative 2007-04-11 2009-06-02
Resp OffResponsible Officer 2009-06-02 2010-04-29
4 DELTA ASIA SECURITIES LIMITED RepRepresentative 2007-04-11 2010-04-29
5 Delta Asia Wealth Management Limited RepRepresentative 2008-11-28 2010-04-29
6 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2010-06-07 2011-09-21
7 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2010-06-07 2011-09-21
8 XinKong International Securities Limited RepRepresentative 2011-10-18 2011-11-30
9 YF FUTURES COMPANY LIMITED RepRepresentative 2003-08-18 2007-03-15
10 YF SECURITIES COMPANY LIMITED RepRepresentative 2003-08-18 2003-09-27
Resp OffResponsible Officer 2003-09-27 2007-03-15

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