Lau, Joseph Han Wai 劉恆瑋
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2012-11-19 | 2015-08-22 | |
2 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2012-11-19 | 2015-08-22 | |
3 | INDUS CAPITAL ADVISORS (HONG KONG) LIMITED | RepRepresentative | 2007-04-16 | 2007-06-15 | |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2015-11-18 | 2019-01-28 | |
Resp OffResponsible Officer | 2019-01-28 | ||||
5 | LEHMAN BROTHERS ASIA LIMITED | RepRepresentative | 2007-07-04 | 2008-09-29 | |
6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RepRepresentative | 2007-07-04 | 2008-09-29 | |
7 | Nomura Asia Investment (Hong Kong) Limited | RepRepresentative | 2008-12-15 | 2010-02-19 | |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2008-10-10 | 2012-08-09 | |
9 | NOMURA SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2008-12-15 | 2012-08-09 |
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