Tom, Judy

Please note that due to the planned shutdown of Webb-site.com, the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports filed on or before that date. We intend to make a data dump available after processing the final filings.
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end date:
include new appointments after start date
show old organisation names

SFC roles

Organisation Position From Until
1 Daiwa Capital Markets Hong Kong Limited RepRepresentative 2009-03-02 2009-08-01
2 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2017-12-05 2022-12-31
3 Morgan Stanley Asia Limited RepRepresentative 2008-11-20
RepRepresentative 2009-09-15 2016-01-01
4 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2004-01-13 2008-11-20
RepRepresentative 2009-09-15 2010-12-06
5 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2010-12-06 2016-01-01
6 Sanford C. Bernstein (Hong Kong) Limited RepRepresentative 2016-05-30 2016-08-11
Resp OffResponsible Officer 2016-08-11 2017-11-22

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