Liu, James Shu-Wing 廖樹榮

Please note that due to the planned shutdown of Webb-site.com, the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports filed on or before that date. We intend to make a data dump available after processing the final filings.
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SFC roles

Organisation Position From Until
1 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED RepRepresentative 2015-06-30 2016-02-04
Resp OffResponsible Officer 2016-02-04 2021-05-07
2 CHINA TONG BAO INSURANCE BROKERS LIMITED RepRepresentative 2007-04-03 2007-10-31
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2014-01-08 2015-04-09
4 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2014-01-08 2015-04-09
5 MIDLAND WEALTH MANAGEMENT LIMITED RepRepresentative 2008-03-05 2011-09-08
Resp OffResponsible Officer 2011-09-08 2012-08-08
6 Principal Investment & Retirement Services Limited Resp OffResponsible Officer 2012-09-28 2013-12-12

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