Liu, James Shu-Wing 廖樹榮
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SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RepRepresentative | 2015-06-30 | 2016-02-04 | |
| Resp OffResponsible Officer | 2016-02-04 | 2021-05-07 | |||
| 2 | CHINA TONG BAO INSURANCE BROKERS LIMITED | RepRepresentative | 2007-04-03 | 2007-10-31 | |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RepRepresentative | 2014-01-08 | 2015-04-09 | |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RepRepresentative | 2014-01-08 | 2015-04-09 | |
| 5 | MIDLAND WEALTH MANAGEMENT LIMITED | RepRepresentative | 2008-03-05 | 2011-09-08 | |
| Resp OffResponsible Officer | 2011-09-08 | 2012-08-08 | |||
| 6 | Principal Investment & Retirement Services Limited | Resp OffResponsible Officer | 2012-09-28 | 2013-12-12 |
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