Forrest, Richard William

Please note that due to the planned shutdown of Webb-site.com, the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports filed on or before that date. We intend to make a data dump available after processing the final filings.
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SFC roles

Organisation Position From Until
1 ICAP Securities Hong Kong Limited RepRepresentative 2024-04-02 2024-06-25
Resp OffResponsible Officer 2024-06-25
2 KGI ASIA LIMITED RepRepresentative 2006-01-03 2006-03-29
RepRepresentative 2015-03-10 2017-10-02
RepRepresentative 2017-10-03 2020-02-01
3 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2006-01-03 2006-03-29
RepRepresentative 2015-03-10 2016-10-07
Resp OffResponsible Officer 2016-10-07 2020-02-01
4 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2006-01-03 2006-03-29
5 MF Global Hong Kong Limited RepRepresentative 2009-03-26 2011-11-10
6 Newedge Broker Hong Kong Limited RepRepresentative 2008-03-17 2009-03-16
7 Newedge Broker Limited RepRepresentative 2006-05-22 2009-03-16
8 Qantex Capital Markets Limited RepRepresentative 2020-06-15 2020-08-19
Resp OffResponsible Officer 2020-08-19 2024-01-01
9 SG Asset Finance (Hong Kong) Limited RepRepresentative 2008-10-13 2009-03-16
10 T.F.S. Derivatives HK Limited RepRepresentative 2012-01-03 2014-11-30

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