Chen, Ping Yu 陳品妤

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SFC roles

Organisation Position From Until
1 AISANCE ASSET MANAGEMENT LIMITED RepRepresentative 2009-12-22 2013-02-21
2 CATHAY SECURITIES (HONG KONG) LIMITED RepRepresentative 2015-08-07 2015-08-10
Resp OffResponsible Officer 2015-08-10 2016-10-29
3 KGI ASIA LIMITED RepRepresentative 2009-09-07 2010-07-30
Resp OffResponsible Officer 2010-07-30 2015-06-01
4 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2009-09-07 2015-06-01
5 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2009-09-07 2010-08-19
Resp OffResponsible Officer 2010-08-19 2015-06-01
6 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RepRepresentative 2006-10-27 2008-03-14
Resp OffResponsible Officer 2012-12-03 2015-06-01
7 QMIS Securities Limited Resp OffResponsible Officer 2009-07-24 2009-08-17
8 Yuanta Securities (Hong Kong) Company Limited RepRepresentative 2016-11-07 2016-12-22
Resp OffResponsible Officer 2016-12-22

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