Dal Broi, David

Please note that due to the planned shutdown of Webb-site.com, the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports filed on or before that date. We intend to make a data dump available after processing the final filings.
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include new appointments after start date
show old organisation names

SFC roles

Organisation Position From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2011-09-05 2015-04-13
2 Leonteq Securities (Hong Kong) Limited Resp OffResponsible Officer 2022-04-14 2023-11-15
3 Newedge Broker Hong Kong Limited RepRepresentative 2015-06-10 2016-07-29
4 Saxo Capital Markets HK Limited RepRepresentative 2018-04-27 2018-08-23
Resp OffResponsible Officer 2018-08-23 2022-02-07
5 SG Asset Finance (Hong Kong) Limited RepRepresentative 2015-06-10 2016-04-29
6 SG SECURITIES (HK) LIMITED RepRepresentative 2016-02-01 2017-12-04

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