Shum, Kit 沈杰
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CATHAY SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2016-12-20 | 2017-08-31 | |
2 | CIF Asset Management Limited | RepRepresentative | 2017-10-09 | ||
3 | CITIC Securities Brokerage (HK) Limited | RepRepresentative | 2007-12-17 | 2011-07-09 | |
4 | CITIC Securities Futures (HK) Limited | RepRepresentative | 2007-12-17 | 2011-07-09 | |
5 | CSC FUTURES (HK) LIMITED | RepRepresentative | 2006-07-28 | 2007-12-13 | |
6 | CSC SECURITIES (HK) LIMITED | RepRepresentative | 2006-06-28 | 2007-12-13 | |
7 | INVESCO HONG KONG LIMITED | RepRepresentative | 2011-08-03 | 2012-12-07 | |
8 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | RepRepresentative | 2004-12-13 | 2005-08-31 | |
9 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RepRepresentative | 2004-02-27 | 2006-06-23 | |
10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RepRepresentative | 2003-08-20 | 2003-11-06 |
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