Lau, Yiu Wai (SFC:ACI099) 劉耀威

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SFC roles

Organisation Position From Until
1 BASE ASSET MANAGEMENT LTD RepRepresentative 2023-10-27 2024-02-29
2 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2012-07-04 2012-07-25
Resp OffResponsible Officer 2012-07-25 2015-06-05
3 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2012-11-23 2015-06-05
4 China Hong Kong Capital Asset Management Company Limited RepRepresentative 2016-08-18 2016-08-24
Resp OffResponsible Officer 2016-08-24 2016-10-06
5 CMS CAPITAL (HK) CO., LIMITED Resp OffResponsible Officer 2004-05-06 2010-01-08
6 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Resp OffResponsible Officer 2010-03-19 2012-03-01
7 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2012-03-01
8 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Resp OffResponsible Officer 2007-03-16 2012-03-01
9 Ivy Pro Limited Resp OffResponsible Officer 2024-08-23
10 KAISER CAPITAL MANAGEMENT LIMITED Resp OffResponsible Officer 2017-03-09 2018-04-09
11 KAISER SECURITIES LIMITED Resp OffResponsible Officer 2017-06-26 2018-04-09
12 Motto Global Asset Management Limited Resp OffResponsible Officer 2019-02-26 2023-06-05
13 StormHarbour Securities (Hong Kong) Limited Resp OffResponsible Officer 2016-06-23 2016-08-15
14 Superactive Financial Group Company Limited Resp OffResponsible Officer 2015-06-12 2016-06-22

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