Xie, Jun (SFC:AOB779) 謝俊

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SFC roles

Organisation Position From Until
1 CF SECURITIES LIMITED RepRepresentative 2020-05-29 2020-06-30
2 Duo Asset Management Limited Resp OffResponsible Officer 2022-02-08 2023-07-20
3 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RepRepresentative 2007-10-15 2017-11-23
4 RICHES DEPOT SECURITIES CO., LIMITED RepRepresentative 2019-01-14 2019-02-25
Resp OffResponsible Officer 2019-02-25 2020-03-13
RepRepresentative 2020-12-28 2021-01-27
Resp OffResponsible Officer 2021-01-27 2022-01-31
5 SBI China Capital Financial Services Limited RepRepresentative 2018-06-12 2018-07-25
Resp OffResponsible Officer 2018-07-25 2018-12-11
Resp OffResponsible Officer 2024-09-02
6 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RepRepresentative 2007-09-05 2007-09-13

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