Lo, Chi Yan 盧紫茵

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SFC roles

Organisation Position From Until
1 ASA SECURITIES LIMITED RepRepresentative 2010-09-29 2010-12-17
2 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2008-07-18 2009-10-14
3 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2008-07-18 2009-10-14
4 CASH ASSET MANAGEMENT LIMITED RepRepresentative 2006-02-10 2008-06-30
5 CELESTIAL COMMODITIES LIMITED RepRepresentative 2006-02-10 2008-06-30
6 CELESTIAL SECURITIES LIMITED RepRepresentative 2008-06-30
7 China Finance Holdings Limited Resp OffResponsible Officer 2012-05-18 2014-08-08
8 CLC FUTURES LIMITED Resp OffResponsible Officer 2017-09-20 2019-03-20
9 CLC SECURITIES LIMITED Resp OffResponsible Officer 2017-09-20 2019-03-20
10 Finet Securities Limited RepRepresentative 2011-05-31 2011-08-02
Resp OffResponsible Officer 2011-08-02 2014-08-08
11 HOORAY SECURITIES LIMITED Resp OffResponsible Officer 2014-09-01 2017-09-13
12 HUAJIN FUTURES (INTERNATIONAL) LIMITED RepRepresentative 2019-04-04 2019-04-17
Resp OffResponsible Officer 2019-04-17
13 HUAJIN RESEARCH (INTERNATIONAL) LIMITED RepRepresentative 2019-04-04 2019-04-17
Resp OffResponsible Officer 2019-04-17
14 HUAJIN SECURITIES (INTERNATIONAL) LIMITED RepRepresentative 2019-04-04 2019-04-17
Resp OffResponsible Officer 2019-04-17
15 XinKong International Securities Limited RepRepresentative 2010-02-23 2010-09-23

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