Lau, Siu Man (SFC:ACV996) 劉紹文

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show old organisation names

SFC roles

Organisation Position From Until
1 CLSA RESEARCH LIMITED RepRepresentative 2004-07-06
2 Credit Suisse (Hong Kong) Limited RepRepresentative 2004-07-09 2014-03-04
3 HSBC BROKING FOREX (ASIA) LIMITED RepRepresentative 2014-06-30 2015-07-20
4 HSBC BROKING FUTURES (ASIA) LIMITED RepRepresentative 2014-06-30 2015-07-20
5 HSBC BROKING SECURITIES (ASIA) LIMITED RepRepresentative 2014-06-30 2016-12-01
Resp OffResponsible Officer 2016-12-01
6 HSBC BROKING SECURITIES (HONG KONG) LIMITED RepRepresentative 2014-06-30 2016-07-01

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