Lee, Nicholas Kong Tze 李光祖

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SFC roles

Organisation Position From Until
1 Citigroup Global Markets Asia Limited RepRepresentative 2010-10-13 2014-06-10
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RepRepresentative 2010-10-13 2013-08-31
3 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2024-09-04
4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2024-09-04
5 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2006-04-19 2008-10-22
RepRepresentative 2014-08-01 2020-08-31
6 Merrill Lynch Far East Limited RepRepresentative 2006-04-19 2008-10-22
RepRepresentative 2014-08-01 2020-08-31
7 MERRILL LYNCH FUTURES (HONG KONG) LIMITED RepRepresentative 2007-03-21 2008-10-22

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