Lau, Vincent Chi Kin (SFC:AHA572) 劉子堅

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SFC roles

Organisation Position From Until
1 BOCI ASIA LIMITED RepRepresentative 2007-04-12 2009-04-04
RepRepresentative 2013-06-17 2013-07-29
Resp OffResponsible Officer 2013-07-29 2017-09-19
2 BOCOM International (Asia) Limited RepRepresentative 2018-04-17 2018-07-30
Resp OffResponsible Officer 2018-07-30 2021-05-12
3 CCB INTERNATIONAL CAPITAL LIMITED RepRepresentative 2006-06-15 2007-04-03
4 CHINA EVERBRIGHT CAPITAL LIMITED RepRepresentative 2009-09-25 2010-05-04
Resp OffResponsible Officer 2010-05-04 2013-01-31
5 China Securities (International) Corporate Finance Company Limited Resp OffResponsible Officer 2013-04-08 2013-06-16
6 China Sunrise Capital Limited RepRepresentative 2018-01-16 2018-03-12
Resp OffResponsible Officer 2018-03-12 2018-04-08
7 CITIC Securities (Hong Kong) Limited RepRepresentative 2021-06-07 2021-08-18
Resp OffResponsible Officer 2021-08-18
8 CLSA LIMITED RepRepresentative 2021-06-07 2021-08-18
Resp OffResponsible Officer 2021-08-18
9 CORE PACIFIC-YAMAICHI CAPITAL LIMITED RepRepresentative 2004-06-21 2006-03-16
10 KINGSWAY CAPITAL LIMITED RepRepresentative 2004-06-09
11 Sino-Rich Securities & Futures Limited RepRepresentative 2009-08-05 2009-08-31

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