Kwok, Kei Chi 郭基智

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SFC roles

Organisation Position From Until
1 CASH ASSET MANAGEMENT LIMITED RepRepresentative 2008-10-27 2011-12-06
2 CASH Wealth Management Limited Resp OffResponsible Officer 2011-05-11 2011-12-06
3 CELESTIAL COMMODITIES LIMITED RepRepresentative 2007-11-19 2011-12-06
4 CELESTIAL FINANCE LIMITED RepRepresentative 2004-01-09
5 CELESTIAL SECURITIES LIMITED RepRepresentative 2003-10-22 2005-11-30
RepRepresentative 2007-11-19 2011-12-06
6 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2012-04-27 2025-01-15
7 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Resp OffResponsible Officer 2012-01-06 2025-01-15
8 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2012-07-13 2025-01-15
9 CMBC ASSET MANAGEMENT COMPANY LIMITED RepRepresentative 2025-03-06 2025-05-20
Resp OffResponsible Officer 2025-05-20
10 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RepRepresentative 2025-03-06 2025-05-20
Resp OffResponsible Officer 2025-05-20
11 CMBC SECURITIES COMPANY LIMITED RepRepresentative 2025-03-06 2025-05-20
Resp OffResponsible Officer 2025-05-20
12 I-ACCESS INVESTORS LIMITED Resp OffResponsible Officer 2005-12-19 2007-10-15

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