Wong, Siu Leung 黃紹良

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SFC roles

Organisation Position From Until
1 BARCLAYS CAPITAL ASIA LIMITED RepRepresentative 2009-05-13 2012-10-19
2 BOCI SECURITIES LIMITED RepRepresentative 2022-05-13 2023-12-11
Resp OffResponsible Officer 2023-12-11 2024-11-29
3 Duncan Futures Limited RepRepresentative 2014-12-03 2017-04-25
Resp OffResponsible Officer 2017-04-25 2017-06-23
4 HSBC SECURITIES BROKERS (ASIA) LIMITED RepRepresentative 2006-05-24 2009-03-28
5 HSBC STRUCTURED FUNDS (ASIA) LIMITED RepRepresentative 2006-08-15 2009-03-28
6 Mason Securities Limited RepRepresentative 2014-12-03 2016-01-13
Resp OffResponsible Officer 2016-01-13 2017-06-23
7 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED RepRepresentative 2019-08-08 2019-12-04
Resp OffResponsible Officer 2019-12-04 2021-11-19
8 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RepRepresentative 2019-08-08 2019-12-04
Resp OffResponsible Officer 2019-12-04 2021-11-19
9 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2019-08-08 2019-12-04
Resp OffResponsible Officer 2019-12-04 2021-11-19
10 Sun Growth Asset Management Limited Resp OffResponsible Officer 2018-07-25 2019-06-30
11 Sun Growth Futures Limited Resp OffResponsible Officer 2018-07-25 2019-04-16
12 SUN GROWTH SECURITIES LIMITED RepRepresentative 2017-07-26 2017-09-27
Resp OffResponsible Officer 2017-09-27 2019-06-30
13 THOMAS GLOBAL FINANCIAL SERVICES LIMITED Resp OffResponsible Officer 2016-12-01 2017-06-23

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