Ng, Shan Yung (SFC:ALZ161) 吳燦榕
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | RepRepresentative | 2005-06-28 | 2008-04-03 | |
Resp OffResponsible Officer | 2008-04-03 | 2010-08-31 | |||
Resp OffResponsible Officer | 2011-01-26 | 2014-10-10 | |||
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RepRepresentative | 2014-10-24 | 2015-04-28 | |
Resp OffResponsible Officer | 2015-04-28 | 2015-09-11 | |||
3 | CITIC Securities (Hong Kong) Limited | RepRepresentative | 2015-10-14 | 2015-11-11 | |
Resp OffResponsible Officer | 2015-11-11 | 2016-11-26 | |||
4 | CLSA LIMITED | RepRepresentative | 2015-10-14 | 2016-11-26 | |
5 | Yunfeng Financial Markets Limited | RepRepresentative | 2018-12-03 | 2018-12-14 | |
Resp OffResponsible Officer | 2018-12-14 | 2022-03-16 |
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