Shum, Kwok Fai 岑國輝
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SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | RepRepresentative | 2010-06-07 | 2010-07-13 | |
| Resp OffResponsible Officer | 2010-07-13 | 2011-10-21 | |||
| Resp OffResponsible Officer | 2012-03-26 | 2012-10-31 | |||
| 2 | Beevest Securities Limited | RepRepresentative | 2003-10-10 | 2005-02-02 | |
| Resp OffResponsible Officer | 2005-02-02 | 2010-06-01 | |||
| 3 | BUSINESS SECURITIES LIMITED | RepRepresentative | 2018-04-17 | 2018-07-25 | |
| Resp OffResponsible Officer | 2018-07-25 | 2018-08-27 | |||
| 4 | Golden Rich Securities Limited | Resp OffResponsible Officer | 2016-04-06 | 2017-10-20 | |
| 5 | HUA NAN SECURITIES (HK) LIMITED | RepRepresentative | 2014-07-31 | 2014-09-23 | |
| Resp OffResponsible Officer | 2014-09-23 | 2015-12-31 | |||
| 6 | Public Securities Limited | Resp OffResponsible Officer | 2013-08-20 | 2013-11-15 | |
| 7 | Ruisen Port Securities Limited | RepRepresentative | 2014-05-19 | 2014-05-23 | |
| 8 | TUNG YAT SECURITIES LIMITED | Resp OffResponsible Officer | 2021-03-01 | 2021-12-13 |
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