Lai, Kam Wo 黎錦和
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | * | BOCOM International Holdings Company Limited | RepRepresentative | 2005-06-09 | 2005-08-24 |
Resp OffResponsible Officer | 2005-08-24 | 2008-03-03 | |||
2 | BOCOM International Securities Limited | Resp OffResponsible Officer | 2007-09-10 | 2008-07-02 | |
3 | CHEONG LEE SECURITIES LIMITED | Resp OffResponsible Officer | 2009-08-27 | 2009-10-15 | |
4 | CMB INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2009-11-27 | 2009-12-28 | |
Resp OffResponsible Officer | 2009-12-28 | 2010-01-26 | |||
5 | CMB International Global Markets Limited | RepRepresentative | 2009-11-27 | 2009-12-28 | |
Resp OffResponsible Officer | 2009-12-28 | 2010-01-28 | |||
6 | MAGIC COMPASS FUTURES LIMITED | Resp OffResponsible Officer | 2005-06-06 | ||
7 | Prime Cdex Securities Limited | RepRepresentative | 2005-01-07 | ||
Resp OffResponsible Officer | 2005-01-07 | 2005-06-06 | |||
8 | Telecom King Securities Limited | Resp OffResponsible Officer | 2011-08-10 | 2014-10-07 | |
Resp OffResponsible Officer | 2015-09-15 | 2017-10-03 | |||
9 | Theia Securities Limited | Resp OffResponsible Officer | 2018-01-02 | 2021-10-31 |
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* = is or was HK primary-listed
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