Ng, Lu Yan 吳露恩

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SFC roles

Organisation Position From Until
1 Advent Securities (Hong Kong) Limited RepRepresentative 2018-06-29 2018-08-13
Resp OffResponsible Officer 2018-08-13 2019-12-10
2 Apollo Asset Management Limited (HK) RepRepresentative 2015-08-11 2016-02-12
3 Changjiang Asset Management (HK) Limited RepRepresentative 2012-09-07 2014-06-15
4 Changjiang Securities Brokerage (HK) Limited RepRepresentative 2012-09-07 2014-06-15
5 CUPOLA CAPITAL LIMITED RepRepresentative 2016-03-03 2016-04-22
Resp OffResponsible Officer 2016-04-22 2017-08-01
6 Everbright Securities Investment Services (HK) Limited RepRepresentative 2011-11-07 2012-07-11
7 FORMAX ASSET MANAGEMENT LIMITED RepRepresentative 2014-06-27 2015-08-02
8 OCI Asset Management Company Limited RepRepresentative 2019-12-27 2020-01-08
Resp OffResponsible Officer 2020-01-08 2023-01-20
9 ROUNDHOUSE PARTNERS LTD Resp OffResponsible Officer 2019-04-02 2019-12-10

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