Wu, Carrie Ka Wai 胡嘉慧

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SFC roles

Organisation Position From Until
1 Citigroup Global Markets Asia Limited RepRepresentative 2006-07-07 2007-08-03
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RepRepresentative 2006-07-07 2007-08-03
3 Crosby Securities Limited RepRepresentative 2015-10-08 2017-05-05
Resp OffResponsible Officer 2017-05-05 2025-04-15
4 Emperor Asset Management Limited Resp OffResponsible Officer 2025-06-26
5 EMPEROR SECURITIES LIMITED (HK) Resp OffResponsible Officer 2025-06-26
6 Emperor Wealth Management Limited Resp OffResponsible Officer 2025-06-26
7 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2005-07-07 2006-07-01
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2005-07-07 2006-07-01
9 Guosen Securities (HK) Brokerage Company, Limited RepRepresentative 2014-09-30 2015-09-18

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