Gu, Andrew Ye Yan 顧燁彥
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filed on or before that date. We intend to make a data dump available after processing the final filings.
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RepRepresentative | 2007-04-09 | 2008-02-29 | |
| 2 | BEAR STEARNS ASIA LIMITED | RepRepresentative | 2008-03-12 | 2009-11-23 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RepRepresentative | 2017-09-15 | 2019-04-02 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RepRepresentative | 2017-07-19 | 2019-04-02 | |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RepRepresentative | 2017-07-19 | 2019-04-02 | |
| 6 | Citigroup Global Markets Asia Limited | RepRepresentative | 2005-02-01 | 2007-03-09 | |
| 7 | CTI Capital Hong Kong Limited | RepRepresentative | 2015-03-16 | 2015-10-12 | |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2008-06-18 | 2010-03-25 | |
| 9 | SG SECURITIES (HK) LIMITED | RepRepresentative | 2015-12-08 | 2017-05-12 | |
| 10 | Standard Chartered Securities (Hong Kong) Limited | RepRepresentative | 2012-07-19 | 2013-05-07 | |
| 11 | THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED | Resp OffResponsible Officer | 2020-10-20 |
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