Or, Siu Kam 柯小琴

Please note that due to the planned shutdown of Webb-site.com, the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports filed on or before that date. We intend to make a data dump available after processing the final filings.
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SFC roles

Organisation Position From Until
1 CAPITAL FOCUS ASSET MANAGEMENT LIMITED RepRepresentative 2024-01-16
2 CHINA DEMETER SECURITIES LIMITED Resp OffResponsible Officer 2010-10-18 2012-12-20
3 Goldhorse Securities Limited Resp OffResponsible Officer 2015-10-19 2016-01-29
4 Greater China Asset Management (HK) Limited (b2011-10-21) Resp OffResponsible Officer 2013-07-16 2015-05-11
RepRepresentative 2016-02-22 2016-03-16
5 Greater China Securities Limited (b1999-04-26) RepRepresentative 2013-02-01 2013-02-22
Resp OffResponsible Officer 2013-02-22 2015-05-11
RepRepresentative 2016-02-22 2016-03-16
6 JIMEI SECURITIES LIMITED Resp OffResponsible Officer 2009-04-16 2009-10-16
Resp OffResponsible Officer 2010-01-04 2010-09-30
7 MORTON SECURITIES LIMITED Resp OffResponsible Officer 2016-04-18 2018-08-15
RepRepresentative 2020-10-07 2020-11-03
Resp OffResponsible Officer 2020-11-03 2023-10-06
8 PROFIT ACCESS INVESTMENTS LIMITED Resp OffResponsible Officer 2018-08-17 2019-06-09
9 QUASAR ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2020-03-20 2020-09-18
10 QUASAR SECURITIES CO., LIMITED Resp OffResponsible Officer 2020-03-20 2020-09-18
11 SHUN HENG SECURITIES LIMITED RepRepresentative 2003-12-08 2008-06-11
12 SHUN LOONG SECURITIES COMPANY LIMITED RepRepresentative 2023-11-22 2024-01-19
Resp OffResponsible Officer 2024-01-19
13 WEI DA ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2015-10-26 2016-01-29

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