Gupta, Rahul (SFC:AGZ998)

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SFC roles

Organisation Position From Until
1 CALF Investment Advisors Limited Resp OffResponsible Officer 2007-11-28 2008-04-18
2 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2008-05-05 2008-09-29
3 LMR Partners Limited RepRepresentative 2019-09-03 2023-04-19
4 Nomura Asia Investment (Hong Kong) Limited RepRepresentative 2008-12-10 2009-04-08
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2009-04-08
RepRepresentative 2017-06-12 2019-06-28
6 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-12-10 2009-04-08
7 OMNIX CAPITAL LIMITED RepRepresentative 2009-05-21 2011-03-31
8 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED RepRepresentative 2015-09-21 2017-04-28
9 UBS SECURITIES ASIA LIMITED RepRepresentative 2006-05-25 2007-06-15

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