Liu, Hiu Lau 廖曉柳
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SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2014-04-09 | 2017-06-20 | |
| Resp OffResponsible Officer | 2017-06-20 | 2018-06-15 | |||
| 2 | CITIC Securities (Hong Kong) Limited | RepRepresentative | 2006-06-15 | 2007-07-31 | |
| RepRepresentative | 2018-07-23 | 2018-10-23 | |||
| Resp OffResponsible Officer | 2018-10-23 | 2022-03-06 | |||
| 3 | CLSA LIMITED | RepRepresentative | 2006-06-15 | 2007-07-31 | |
| RepRepresentative | 2018-07-23 | 2021-06-02 | |||
| Resp OffResponsible Officer | 2021-06-02 | 2021-12-29 | |||
| RepRepresentative | 2021-12-29 | 2022-03-06 | |||
| 4 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2022-04-27 | 2022-08-11 | |
| Resp OffResponsible Officer | 2022-08-11 | 2023-11-05 | |||
| 5 | DBS ASIA CAPITAL LIMITED | RepRepresentative | 2004-01-29 | 2006-05-20 | |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2012-03-29 | 2013-10-12 | |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RepRepresentative | 2004-01-01 | ||
| 8 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2023-11-13 | 2023-12-22 | |
| Resp OffResponsible Officer | 2023-12-22 | 2024-10-10 |
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