Au, Tai Chung 區大中
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SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RepRepresentative | 2006-06-01 | 2006-06-21 | |
Resp OffResponsible Officer | 2006-06-21 | 2007-05-21 | |||
Resp OffResponsible Officer | 2008-10-10 | 2010-05-20 | |||
Resp OffResponsible Officer | 2010-08-13 | 2011-08-19 | |||
2 | CSC FUTURES (HK) LIMITED | RepRepresentative | 2003-12-29 | ||
Resp OffResponsible Officer | 2003-12-29 | 2006-05-04 | |||
3 | CSC SECURITIES (HK) LIMITED | RepRepresentative | 2003-12-29 | ||
Resp OffResponsible Officer | 2003-12-29 | 2006-05-04 | |||
4 | SDIC Securities International Financial Holdings Limited | Resp OffResponsible Officer | 2012-08-13 | 2014-09-15 | |
5 | SDICS International Futures (Hong Kong) Limited | Resp OffResponsible Officer | 2011-11-25 | 2024-10-31 | |
6 | SDICS International Securities (Hong Kong) Limited | Resp OffResponsible Officer | 2011-11-25 | 2024-10-31 |
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