Au, Tai Chung 區大中

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SFC roles

Organisation Position From Until
1 CAPITAL GLOBAL MANAGEMENT LIMITED RepRepresentative 2006-06-01 2006-06-21
Resp OffResponsible Officer 2006-06-21 2007-05-21
Resp OffResponsible Officer 2008-10-10 2010-05-20
Resp OffResponsible Officer 2010-08-13 2011-08-19
2 CSC FUTURES (HK) LIMITED RepRepresentative 2003-12-29
Resp OffResponsible Officer 2003-12-29 2006-05-04
3 CSC SECURITIES (HK) LIMITED RepRepresentative 2003-12-29
Resp OffResponsible Officer 2003-12-29 2006-05-04
4 SDIC Securities International Financial Holdings Limited Resp OffResponsible Officer 2012-08-13 2014-09-15
5 SDICS International Futures (Hong Kong) Limited Resp OffResponsible Officer 2011-11-25 2024-10-31
6 SDICS International Securities (Hong Kong) Limited Resp OffResponsible Officer 2011-11-25 2024-10-31

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