Stephens, John William
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SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | AM Investment Partners HK, Limited | RepRepresentative | 2009-06-25 | 2009-09-30 | |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RepRepresentative | 2013-06-11 | 2013-07-26 | |
| Resp OffResponsible Officer | 2013-07-26 | 2013-08-17 | |||
| 3 | Credit Agricole Securities (Asia) Limited | RepRepresentative | 2012-08-07 | 2012-11-13 | |
| 4 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2020-01-22 | 2020-04-02 | |
| Resp OffResponsible Officer | 2020-04-02 | 2023-09-20 | |||
| 5 | DEEPHAVEN ASIA LIMITED | RepRepresentative | 2007-06-04 | 2009-02-24 | |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2017-05-17 | 2017-12-15 | |
| Resp OffResponsible Officer | 2017-12-15 | 2019-12-03 | |||
| 7 | Knight Capital Asia Limited | RepRepresentative | 2010-09-09 | 2011-01-05 | |
| Resp OffResponsible Officer | 2011-01-05 | 2011-08-04 | |||
| 8 | MF Securities Hong Kong Limited | RepRepresentative | 2010-05-03 | 2010-07-12 | |
| 9 | SATTVA INVESTMENT ADVISORS LIMITED | Resp OffResponsible Officer | 2003-10-30 | 2007-05-18 | |
| 10 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2023-10-09 |
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