Sum, Poon Yun 岑本訢

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SFC roles

Organisation Position From Until
1 Atlantic Asset Management Limited RepRepresentative 2019-07-16 2019-10-14
Resp OffResponsible Officer 2019-10-14 2022-09-28
2 Awaken Thunder Capital Limited Resp OffResponsible Officer 2019-03-11 2019-06-25
3 China Best International Asset Management Company Limited Resp OffResponsible Officer 2016-11-14 2017-03-12
4 China Best International Futures Co., Limited RepRepresentative 2016-11-14 2017-03-12
5 China Best International Investment Consulting Company Limited RepRepresentative 2016-11-14 2017-03-12
6 China Best International Securities Company Limited RepRepresentative 2016-11-14 2017-01-17
Resp OffResponsible Officer 2017-01-17 2017-03-12
7 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) Resp OffResponsible Officer 2004-11-19 2006-07-14
8 CSC FUTURES (HK) LIMITED RepRepresentative 2004-09-10 2004-11-19
Resp OffResponsible Officer 2004-11-19 2006-07-14
9 CSC SECURITIES (HK) LIMITED RepRepresentative 2004-09-10 2004-11-19
Resp OffResponsible Officer 2004-11-19 2006-07-14
10 GALAXY ASSET MANAGEMENT (H.K.) LIMITED RepRepresentative 2011-01-27 2011-09-15
11 GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2017-11-30 2018-02-09
12 JS CRESVALE CAPITAL LIMITED RepRepresentative 2012-03-12 2013-05-16
13 KINGDOM INVESTMENT MANAGERS LIMITED RepRepresentative 2013-11-13 2016-08-09
14 Protocol Asset Management (HK) Limited RepRepresentative 2023-03-16 2023-04-20
Resp OffResponsible Officer 2023-04-20 2023-12-15
15 SBI China Capital Commodities Limited Resp OffResponsible Officer 2004-09-08
16 SBI China Capital Financial Services Limited Resp OffResponsible Officer 2004-09-08
17 SBI China Capital Securities Limited Resp OffResponsible Officer 2004-09-08

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