Chau, Ellis Yat Ming 周日明

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SFC roles

Organisation Position From Until
1 GUOYUAN FUTURES (HONG KONG) LIMITED RepRepresentative 2014-06-13 2014-08-05
Resp OffResponsible Officer 2014-08-05
2 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED RepRepresentative 2014-06-13 2014-08-05
Resp OffResponsible Officer 2014-08-05
3 Ping An Securities (Hong Kong) Futures Company Limited Resp OffResponsible Officer 2012-03-30 2012-06-21
4 Ping An Securities (Hong Kong) Holdings Company Limited RepRepresentative 2011-09-27 2011-10-26
Resp OffResponsible Officer 2011-10-26 2012-06-21
5 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED RepRepresentative 2003-09-03
Resp OffResponsible Officer 2003-09-03 2009-10-19
6 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2009-10-19
7 Soochow Securities International Brokerage Limited Resp OffResponsible Officer 2012-08-21 2014-05-12
8 Soochow Securities International Futures Limited Resp OffResponsible Officer 2012-08-27 2014-05-12
9 WINTONE SECURITIES LIMITED RepRepresentative 2009-10-23 2009-10-29
Resp OffResponsible Officer 2009-10-29 2011-04-08

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