Harris, Richard (SFC:AAK411)
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SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Audax Management Company (HK) Limited | Resp OffResponsible Officer | 2025-08-06 | ||
| 2 | Boswell Capital Management Limited | Resp OffResponsible Officer | 2022-01-28 | 2025-08-01 | |
| 3 | China Enterprise Securities Company Limited | RepRepresentative | 2009-01-01 | 2009-02-05 | |
| Resp OffResponsible Officer | 2009-02-05 | 2010-08-31 | |||
| 4 | EAST CAPITAL ASIA LIMITED | Resp OffResponsible Officer | 2015-05-13 | 2020-04-30 | |
| 5 | Grace Financial Limited (HK) | RepRepresentative | 2008-06-16 | 2008-07-15 | |
| Resp OffResponsible Officer | 2008-07-15 | 2008-11-30 | |||
| 6 | Hodes Weill Asia Limited | Resp OffResponsible Officer | 2012-08-31 | 2015-05-08 | |
| 7 | Quam Asset Management Limited (b1983-06-28) | RepRepresentative | 2010-09-28 | 2010-11-16 | |
| Resp OffResponsible Officer | 2010-11-16 | 2012-01-07 | |||
| 8 | Quam Securities Limited | RepRepresentative | 2010-09-28 | 2012-01-07 |
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