SEHK listed issuer regulatory staff
HK-listed issuers are regulated by the monopoly for-profit Stock Exchange of Hong Kong Ltd (SEHK, wholly owned by Hong Kong Exchanges and Clearing Ltd, 0388.HK), under the supervision of the Securities and Futures Commission (SFC). The staff are divided into teams, with each issuer covered by 1 team at any point in time. Senior team members may serve on more than one team. Click on the team numbers to see the issuers they cover. Click on the staff name to see their history.
| Staff name | Title | Teams | |
|---|---|---|---|
| 1 | Case Officer | 4 | |
| 2 | Case Officer | 6 | |
| 3 | Case Officer | 6 | |
| 4 | Case Officer | 7 | |
| 5 | Case Officer | 10 | |
| 6 | Case Officer | 11 | |
| 7 | Case Officer | 13 | |
| 8 | Case Officer | 20 | |
| 9 | Case Officer | 29 | |
| 10 | Case Officer | 31 | |
| 11 | Case Officer | 31 | |
| 12 | Case Officer | 32 | |
| 13 | Chan, Mianne 陳可姍 | Case Officer | 26 |
| 14 | Chan, Phoebe | Case Officer | 303 |
| 15 | Chan, Randy 陳文灝 | Case Officer | 19 |
| 16 | Chau, Darren 周鴻森 | Case Officer | 14 |
| 17 | Cheung, Gigi 張綺明 | Case Officer | 33 |
| 18 | Cheung, Joyce 張樂樂 | Case Officer | 34 |
| 19 | Chong, Vivian 莊晞彤 | Case Officer | 301 |
| 20 | Chow, Laurence 周有誠 | Case Officer | 301 |
| 21 | Chow, Pinkie 周家瑜 | Case Officer | 34 |
| 22 | Chu, Hovis 朱皓然 | Case Officer | 16 |
| 23 | Chung, Linus 鍾承達 | Case Officer | 28 |
| 24 | Chung, Zoe 鍾諾兒 | Case Officer | 21 |
| 25 | Fong, Timothy 方進熹 | Case Officer | 18 |
| 26 | Fung, Hilda 馮愷寧 | Case Officer | 9 |
| 27 | Fung, Kitty 馮卓盈 | Case Officer | 27 |
| 28 | Ip, Alfred 叶新荣 | Case Officer | 1 |
| 29 | Kwong, Pauline 鄺卓寧 | Case Officer | 25 |
| 30 | Lam, Endy 藍立輝 | Case Officer | 10 |
| 31 | Lam, Michael 林雋倪 | Case Officer | 2 |
| 32 | Lam, Michelle 林芷虹 | Case Officer | 5 |
| 33 | Lam, Sandra 林詠嘉 | Case Officer | 8 |
| 34 | Lau, William 劉文超 | Case Officer | 15 |
| 35 | Lee, Betsy 李欣瑜 | Case Officer | 32 |
| 36 | Lee, Peter 李家傑 | Case Officer | 14 |
| 37 | Lee, Sarah 李嘉頤 | Case Officer | 24 |
| 38 | Leung, Leroy 梁國麟 | Case Officer | 3 |
| 39 | Leung, Matthew 梁曉峯 | Case Officer | 1 |
| 40 | Lin, Elaine 林雅璇 | Case Officer | 16 |
| 41 | Liu, Rachel 廖舟婷 | Case Officer | 7 |
| 42 | Lo, Max 羅仁宏 | Case Officer | 28 |
| 43 | Lok, Amanda 駱曉蔚 | Case Officer | 301 302 |
| 44 | Luk, Ivan 陸昭諵 | Case Officer | 12 |
| 45 | Ng, Alpha 吳景威 | Case Officer | 11 |
| 46 | Or, Terry 柯錫麟 | Case Officer | 4 |
| 47 | Poon, Jeff 潘旻銳 | Case Officer | 9 |
| 48 | Poon, Stephanie 潘泳嘉 | Case Officer | 302 |
| 49 | Schagt, Lydia van der 謝子 | Case Officer | 12 |
| 50 | Sin, Ben 冼浩斌 | Case Officer | 17 |
| 51 | Sung, Janice 宋思明 | Case Officer | 23 |
| 52 | Sze, Daphne 施妮妮 | Case Officer | 22 |
| 53 | Tam, Wilson 譚健邦 | Case Officer | 19 |
| 54 | Tang, Natalie 鄧珏侃 | Case Officer | 303 |
| 55 | Tsoi, Ben | Case Officer | 26 |
| 56 | Tsoi, Stephen 蔡浩麟 | Case Officer | 23 |
| 57 | Wong, Alex 黃君浩 | Case Officer | 13 |
| 58 | Wong, Charlie 黄俊安 | Case Officer | 303 304 |
| 59 | Wong, Dorothy 黃海婷 | Case Officer | 15 |
| 60 | Wong, Faye 王靜雯 | Case Officer | 2 |
| 61 | Wong, Kristin 王思瑋 | Case Officer | 301 |
| 62 | Wong, Oscar 黃俊熙 | Case Officer | 5 |
| 63 | Wu, Mike 吳國緯 | Case Officer | 304 |
| 64 | Yim, Vikki 嚴凱鈴 | Case Officer | 21 |
| 65 | Yip, Ching Man 葉靜文 | Case Officer | 24 |
| 66 | Yu, Keihsin 余杞善 | Case Officer | 20 |
| 67 | Zhou, Joyce 周韵 | Case Officer | 25 |
Former team members
| Staff name | Title | Last seen | |
|---|---|---|---|
| 1 | Case Manager | 2025-11-01 | |
| 2 | Case Manager | 2025-09-06 | |
| 3 | Case Manager | 2025-12-26 | |
| 4 | Chan, Willis 陳政華 | Case Manager | 2025-12-26 |
| 5 | Lee, Scarlet 李曉彤 | Case Manager | 2025-09-29 |
| 6 | Cheung, Tammy 張淑婷 | Case Officer | 2026-02-27 |
| 7 | Lum, Catherine 林琦 | Case Officer | 2025-09-29 |
| 8 | Choi, Joseph | Senior Vice President | 2024-01-20 |
| 9 | Lee, Joe 李徳霖 | Senior Vice President | 2024-01-23 |
| 10 | Au, Davis 區耀明 | Vice President | 2024-01-20 |
| 11 | Chan, Ashley 陳國俊 | Vice President | 2024-01-23 |
| 12 | Cheng, Max 鄭浩宇 | Vice President | 2024-01-20 |
| 13 | Chow, Anna 周凱欣 | Vice President | 2024-01-20 |
| 14 | Choy, Thomas 蔡沛東 | Vice President | 2024-01-23 |
| 15 | Fan, Joe 范智洋 | Vice President | 2024-01-20 |
| 16 | Fung, Stephenie 馮詩頌 | Vice President | 2024-01-20 |
| 17 | Yim, Matthew 嚴嘉偉 | Vice President | 2024-01-20 |
| 18 | Zhao, Jack 招志菁 | Vice President | 2024-01-20 |
| 19 | Fan, Janice 范勵君 | Assistant Vice President | 2024-01-20 |
| 20 | Fung, Amy 馮琬森 | Assistant Vice President | 2024-01-20 |
| 21 | Ho, Jeffrey 何浚熙 | Assistant Vice President | 2024-01-23 |
| 22 | Kwan, Frederick 關兆良 | Assistant Vice President | 2024-01-20 |
| 23 | Ngai, Cindy 倪詩漪 | Assistant Vice President | 2024-01-20 |
| 24 | Tse, Carrie 謝啟怡 | Assistant Vice President | 2024-01-20 |
| 25 | Wa, Tony 華振東 | Assistant Vice President | 2024-01-23 |
| 26 | Wong, Daniel 王文東 | Assistant Vice President | 2024-01-20 |
| 27 | Yao, Heidi 邱明 | Assistant Vice President | 2024-01-20 |
| 28 | Yeung, Crystal 楊婉澄 | Assistant Vice President | 2024-01-23 |
| 29 | Gock, Vivian 郭嘉欣 | Associate | 2024-01-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy