Hasan, Haroon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Pacific Securities Limited | Rep | Dealing in futures contracts | 2014-07-24 | 2015-02-04 | Rep | Dealing in securities | 2014-07-24 | 2015-02-04 |
| 2 | FT Securities Limited | Rep | Advising on corporate finance | 2003-06-28 | Rep | Advising on securities | 2003-06-28 | Rep | Asset management | 2003-06-28 | Rep | Dealing in securities | 2003-06-28 |
| 3 | GETTA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2021-07-23 | Rep | Dealing in securities | 2015-07-28 | 2021-07-23 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-28 | Rep | Asset management | 2003-06-28 | Rep | Dealing in futures contracts | 2003-06-28 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-07-09 | 2006-09-05 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-29 | 2006-09-05 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-07-22 | 2011-11-29 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-07-22 | 2010-12-06 |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-11-29 |
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