Han, Zhe (SFC:AQV652) 韓哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-04-10 | 2013-06-09 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-11 | 2017-09-20 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-04-11 | 2012-09-28 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-04-11 | 2012-09-28 | Rep | Dealing in futures contracts | 2010-08-20 | 2012-09-28 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-11 | 2010-08-20 |
| 6 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2018-07-31 | Rep | Dealing in securities | 2018-07-31 |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-19 | 2015-06-06 | Rep | Advising on futures contracts | 2014-02-04 | 2015-06-06 | Rep | Advising on securities | 2014-02-04 | 2015-06-06 | Rep | Dealing in futures contracts | 2014-02-04 | 2015-06-06 |
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