Ng, Kwok Chun (SFC:ACE525) 伍國俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-12 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-12 | Rep | Advising on securities | 2003-04-12 | Rep | Asset management | 2003-04-12 | Rep | Automated trading services | 2003-04-12 | Rep | Dealing in securities | 2003-04-12 |
| 3 | Gary Cheng Securities Limited | Rep | Advising on securities | 2018-06-08 | Rep | Dealing in securities | 2018-06-08 |
| 4 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-04-10 | 2014-09-23 |
| 5 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2003-06-05 | 2007-01-04 |
| 6 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-01-10 | 2008-04-05 | Rep | Dealing in securities | 2014-09-26 | 2016-10-21 |
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