Yan, Angus Ka Shing 甄家誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-06 | 2009-03-25 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-08-11 | 2010-04-23 |
| 3 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-12-03 | 2013-01-31 |
| 4 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-12-03 | 2013-01-31 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-07-28 | 2012-11-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2012-11-01 |
| 7 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2007-06-05 | 2008-06-16 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2011-07-15 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-10-27 | 2008-12-25 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2008-08-27 |
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