Dou, Ruirui 竇瑞瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2013-11-04 | 2013-12-31 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-08 | 2012-03-17 |
| 3 | Mason Securities Limited | Rep | Dealing in securities | 2012-03-26 | 2013-12-31 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-11 | 2009-12-19 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-02-07 | |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-02-07 |
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