Ngai, Man Fai 倪文輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Yifu International Futures Limited | RO | Dealing in futures contracts | 2018-10-18 | 2019-02-28 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-17 | 2006-03-31 | Rep | Dealing in futures contracts | 2008-04-22 | 2015-04-01 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2004-06-17 | 2006-03-31 | Rep | Dealing in futures contracts | 2008-03-18 | 2012-03-23 | Rep | Advising on futures contracts | 2008-03-27 | 2012-03-23 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-17 | 2005-11-14 |
| 5 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2017-12-21 | RO | Dealing in futures contracts | 2017-12-21 | 2018-10-15 |
| 6 | HUAJIN RESEARCH (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2016-07-07 | 2018-10-15 |
| 7 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-07-07 | 2018-10-15 |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2006-05-19 | 2007-11-08 |
| 9 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Automated trading services | 2003-10-09 | Rep | Dealing in futures contracts | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
| 10 | Risen Family Office Limited | Rep | Advising on securities | 2020-09-15 | 2021-05-04 | Rep | Asset management | 2020-09-15 | 2021-05-04 |
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