Lee, Kar Ying (SFC:AKP099) 李嘉盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-04-09 | Rep | Advising on securities | 2021-07-30 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-04-09 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-28 | 2021-03-19 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-07-14 | 2021-03-19 |
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