Chong, Ka Yee 莊嘉誼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | RO | Dealing in futures contracts | 2016-09-13 | 2020-07-30 | RO | Advising on futures contracts | 2017-04-25 | 2020-07-30 |
| 2 | Enhanced Investment Management Limited | Rep | Advising on securities | 2022-01-26 | 2022-09-19 | RO | Advising on securities | 2022-09-19 | 2023-04-27 | RO | Asset management | 2022-09-19 | 2023-04-27 |
| 3 | Enhanced Securities Limited | Rep | Dealing in securities | 2022-01-26 | 2022-12-31 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-12 | 2014-03-10 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-12 | 2016-08-22 | Rep | Leveraged foreign exchange trading | 2005-12-13 | 2014-03-19 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2020-04-22 | 2020-07-30 |
| 7 | Mason Securities Limited | RO | Dealing in securities | 2016-09-13 | 2020-07-30 | RO | Advising on securities | 2016-10-13 | 2020-07-30 | RO | Asset management | 2016-10-13 | 2020-07-30 |
| 8 | SDHG International Asset Management Limited | RO | Advising on futures contracts | 2021-02-18 | 2021-10-26 | RO | Advising on securities | 2021-02-18 | 2021-10-26 | RO | Asset management | 2021-02-18 | 2021-10-26 |
| 9 | SDHG International Securities Limited | RO | Dealing in securities | 2021-02-18 | 2021-10-26 |
| 10 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2016-12-06 | 2020-07-30 |
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