Chan, Ronnie Kin Yu 陳建宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2014-01-16 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2004-09-08 | 2014-01-16 | Rep | Dealing in futures contracts | 2008-02-15 | 2014-01-16 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-03 | 2017-07-31 |
| 4 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2017-07-31 | 2018-07-06 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-03 | 2017-07-31 |
| 6 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2021-04-12 | 2024-12-27 | Rep | Asset management | 2021-04-12 | 2024-12-27 |
| 7 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-08-01 | 2024-12-27 |
| 8 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-09-08 | 2010-11-20 |
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