Baker, Maureen Lee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bauhinia Capital Partners Limited | Rep | Advising on corporate finance | 2016-09-14 | 2018-05-24 | Rep | Dealing in securities | 2016-09-14 | 2019-06-14 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-12 | 2016-02-15 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2010-05-12 | 2016-04-06 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-02 | 2010-03-20 | Rep | Dealing in securities | 2007-04-02 | 2010-03-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy