Lee, Ying Kin 李英健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2024-08-19 | Rep | Dealing in securities | 2024-08-19 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-21 | 2022-09-02 | Rep | Dealing in securities | 2018-09-21 | 2023-07-15 | RO | Advising on corporate finance | 2022-09-02 | 2023-07-15 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-08 | 2016-01-15 | Rep | Dealing in securities | 2011-08-08 | 2016-01-15 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-08 | 2012-01-31 |
| 5 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2023-08-07 | 2024-06-19 |
| 6 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-02-25 | 2011-07-29 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-02-25 | 2011-07-29 |
| 8 | Mason Global Capital Limited | Rep | Advising on corporate finance | 2018-07-05 | 2018-09-05 |
| 9 | Mason Securities Limited | Rep | Dealing in securities | 2016-12-09 | 2018-09-05 |
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