Lee, Jimmy Chi Ming 李志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-18 | Rep | Asset management | 2003-04-18 | Rep | Automated trading services | 2003-04-18 | Rep | Dealing in futures contracts | 2003-04-18 | Rep | Dealing in futures contracts | 2004-05-05 | 2019-03-12 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-18 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-18 | Rep | Advising on securities | 2003-04-18 | Rep | Asset management | 2003-04-18 | Rep | Automated trading services | 2003-04-18 | Rep | Dealing in securities | 2003-04-18 | Rep | Dealing in securities | 2004-05-05 | 2019-03-12 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-04-02 | 2021-07-30 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-02 | 2021-07-30 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-16 | 2004-04-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy